0001144204-11-057866.txt : 20111014 0001144204-11-057866.hdr.sgml : 20111014 20111014150437 ACCESSION NUMBER: 0001144204-11-057866 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20111014 DATE AS OF CHANGE: 20111014 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Direxion Shares ETF Trust CENTRAL INDEX KEY: 0001424958 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85362 FILM NUMBER: 111141728 BUSINESS ADDRESS: STREET 1: 33 WHITEHALL STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 800-851-0511 MAIL ADDRESS: STREET 1: 33 WHITEHALL STREET STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: Direxion ETF Trust DATE OF NAME CHANGE: 20080124 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EVENTUS CAPITAL GROUP MANAGEMENT LLC CENTRAL INDEX KEY: 0001457912 IRS NUMBER: 000000000 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3101 N FEDERAL HIGHWAY STREET 2: SUITE 301 CITY: FORT LAUDERDALE STATE: FL ZIP: 33306 BUSINESS PHONE: 965-565-8850 MAIL ADDRESS: STREET 1: 3101 N FEDERAL HIGHWAY STREET 2: SUITE 301 CITY: FORT LAUDERDALE STATE: FL ZIP: 33306 FORMER COMPANY: FORMER CONFORMED NAME: EVENTUS INVESTMENT LP DATE OF NAME CHANGE: 20090306 SC 13G 1 v236857_sc13g.htm FORM SC 13G Unassociated Document
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 
(Amendment No. ___)*
 
 
  DIREXION SHARES    
 
(Name of Issuer)
    
 
 
EXCHANGE TRADED FUNDS
  
 
(Title of Class of Securities)
  
 
 
      25459W763        
(CUSIP Number)
 
 
   
SEPTEMBER 29, 2011
      
(Date of Event Which Requires Filing of the Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o           Rule 13d-1(b)
 
x           Rule 13d-1(c)
 
o           Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
 

CUSIP No. 25459W763
    

 
1.
 
NAME OF REPORTING PERSONS
 
EVENTUS CAPITAL GROUP MANAGEMENT LLC. (26-1839104)
 
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)     o
(b)     o
 
3.
 
SEC USE ONLY
 
 
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION    FLORIDA LLC
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
 
5.
 
SOLE VOTING POWER     26100
 
 
6.
 
SHARED VOTING POWER     0
 
 
7.
 
SOLE DISPOSITIVE POWER     26100
 
 
8.
 
SHARED DISPOSITIVE POWER     0
 
 
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  26100
 
 
10.
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES o
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)     5.3%
 
 
12.
 
TYPE OF REPORTING PERSON (See Instructions)   00 - OTHER
 

 
 
 
 
 
Item 1(a).                      Name of Issuer: Direxion Shares (Direxion Daily China Bear 3X Shares)
 
Item 1(b).                      Address of Issuer’s Principal Executive Offices:
33 Whitehall St. 10th Floor
New York, NY 10004
 
Item 2(a).                      Name of Person Filing: Ian P. Scott
 
Item 2(b).                      Address of Principal Business Office or, if none, Residence:
100 S.E. 13th Avenue Suite 2010
Ft.Lauderdale, FL 33394

Item 2(c).                      Citizenship: U.S.
 
Item 2(d).                      Title of Class of Securities: ETF
 
Item 2(e).                      CUSIP Number: 25459W763
 
Item 3.
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
o
Broker or dealer registered under Section 15 of the Act (15 U.S.C 78o);
 
 
(b)
o
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C 78c);
 
 
(c)
o
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C 78c);
 
 
(d)
o
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
 
(e)
o
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
 
 
(f)
o
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
 
 
(g)
o
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
 
 
(h)
o
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
 
(i)
o
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
 
 
(j)
o
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
 
 
 
 
 
 
If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _________________
 
Item 4.                                Ownership:
 
Provide the following information regarding the aggregate number and percentage of class of securities of the issuer identified in Item 1.
 
(a)           Amount beneficially owned: 26100
 
(b)           Percent of Class: 5.3%
 
 (c)           Number of shares as to which such person has:
 
 
(i)
sole power to vote or to direct the vote: 26100
 
 
(ii)
shared power to vote or to direct the vote: 0
 
 
(iii)
sole power to dispose or to direct the disposition of: 26100
 
 
(iv)
shared power to dispose or to direct the disposition of: 0
 
Instruction. For computations regarding securities which represent a right to acquire an underlying security see
§240.13d-3(d)(1)
 
Item 5.                    Ownership of Five Percent or Less of a Class:
 
    If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x.

Item 6.
Ownership of More than Five Percent on Behalf of Another Person:
 
Not applicable.
 
Item 7.
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
 
Not applicable.
 
Item 8.
Identification and Classification of Members of the Group:
 
Not applicable.
 
Item 9.
Notice of Dissolution of Group:
 
Not applicable.
 
Item 10.
Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
 
 
SIGNATURE
 
After reasonable inquiry and to the best of its knowledge and belief, I certify (the undersigned certifies) that the information set forth in this statement is true, complete and correct.
 
  October 14, 2011
 
(Date)
  /s/ Ian P. Scott
 
(Signature)
 
Ian P. Scott, Managing Partner
 
Name and Title